Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Michael Martin | 321102 | 1 | 02/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Basham | 1435353 | 1 | 01/17/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Michael Rowan | 1507968 | 2 | 01/16/2003 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| David Emanuel Scheur | 2660769 | 2 | 01/07/2003 | Customer Dispute | Denied | $10,539.10 | $0.00 | See FINRA Report |
| Arthur Ernest Baird | 2184348 | 1 | 01/03/2003 | Customer Dispute | Denied | $55,745.00 | $0.00 | See FINRA Report |
| Donna Jean Young | 1208162 | 2 | 12/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Arena | 6997 | 6 | 12/06/2002 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| James George Farris | 1938732 | 1 | 12/01/2002 | Customer Dispute | Denied | $78,500.00 | $0.00 | See FINRA Report |
| Stephen Wayne Tyson | 2258128 | 3 | 10/25/2002 | Customer Dispute | Denied | $207,888.00 | $0.00 | See FINRA Report |
| David Palmer Stamper | 2301862 | 5 | 10/23/2002 | Customer Dispute | Denied | $111,641.00 | $0.00 | See FINRA Report |