Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Douglas Thummel | 4077710 | 1 | 05/06/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Francis McCarthy | 1303361 | 1 | 04/30/2003 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| Katherine Jeanette Cathcart | 2343349 | 1 | 04/22/2003 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Gregory George Jahnke | 2137794 | 1 | 04/11/2003 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Scott Eric Holstein | 1725281 | 2 | 03/31/2003 | Customer Dispute | Denied | $453,506.00 | $0.00 | See FINRA Report |
| John Paul Barringer | 1560069 | 1 | 03/26/2003 | Customer Dispute | Denied | $393,799.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 03/11/2003 | Customer Dispute | Denied | $24,911.70 | $0.00 | See FINRA Report |
| Thomas Michael Galbraith | 2674124 | 2 | 03/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arden Forrest Liles | 719683 | 1 | 02/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Lomax | 1928772 | 4 | 02/04/2003 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |