Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Irwin Merber | 1030871 | 2 | 11/25/2003 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Petersen | 706423 | 1 | 11/24/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Richard Anthony Schiendler | 1241224 | 1 | 11/24/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Mitchell Irwin Merber | 1030871 | 2 | 11/03/2003 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Kevin James Bauer | 3122249 | 1 | 08/11/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Carswell Starr | 2692714 | 2 | 07/31/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| William Thomas Mawby | 2797493 | 3 | 06/30/2003 | Customer Dispute | Denied | $7,538.93 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 06/09/2003 | Customer Dispute | Denied | $284,800.00 | $0.00 | See FINRA Report |
| Francis Joseph Mullady | 1058392 | 2 | 05/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 05/20/2003 | Customer Dispute | Denied | $6,016.00 | $0.00 | See FINRA Report |