Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Perry Saunders | 2470134 | 3 | 06/24/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Paul Edward Santos | 4553973 | 2 | 06/14/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 05/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Carroll Smith | 1003466 | 2 | 04/12/2004 | Customer Dispute | Denied | $10,603.90 | $0.00 | See FINRA Report |
| Thomas J Bastian | 1397252 | 1 | 04/08/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Kay Rogers | 2407902 | 1 | 03/25/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peggy Ann Winbauer | 1222351 | 1 | 03/11/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carla Semryck Mathias | 1349359 | 2 | 03/02/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Zacharias | 3043115 | 4 | 02/13/2004 | Customer Dispute | Denied | $272,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 01/02/2004 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |