Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Keith Dooley | 3160114 | 1 | 10/29/2004 | Customer Dispute | Denied | $14,100.00 | $0.00 | See FINRA Report |
| Ronnie Wayne Rochelle | 2188368 | 3 | 10/18/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Brian Wesley Armstrong | 3040269 | 1 | 09/07/2004 | Customer Dispute | Denied | $75,984.00 | $0.00 | See FINRA Report |
| Douglas Michael Rowan | 1507968 | 2 | 07/19/2004 | Customer Dispute | Denied | $91,325.00 | $0.00 | See FINRA Report |
| Darin Andrew Driggers | 2136559 | 1 | 07/15/2004 | Customer Dispute | Denied | $8,971.00 | $0.00 | See FINRA Report |
| Michael Henry Gabrielian | 1989311 | 1 | 07/12/2004 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Cynthia Kelley Hinds | 1151631 | 2 | 07/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Alan Ramey | 1873526 | 4 | 06/30/2004 | Customer Dispute | Denied | $193,000.00 | $0.00 | See FINRA Report |
| Terry Louise Grambo | 2497199 | 1 | 06/28/2004 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Michael Perry Saunders | 2470134 | 3 | 06/24/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |