Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew David Byron | 2612485 | 7 | 05/05/2005 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Daniel Peter Lash | 2885074 | 1 | 04/30/2005 | Customer Dispute | Denied | $6,700.00 | $0.00 | See FINRA Report |
| Dennis Michael Lomax | 1928772 | 4 | 04/14/2005 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| John Gregory Keller | 1708243 | 5 | 03/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joel David Malick | 4247438 | 2 | 03/01/2005 | Customer Dispute | Denied | $14,580.50 | $0.00 | See FINRA Report |
| Elaine Kara Fix | 1137442 | 1 | 02/09/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Scott Sanders | 2944988 | 2 | 02/01/2005 | Customer Dispute | Denied | $91,665.20 | $0.00 | See FINRA Report |
| Patricia Ann Wilds | 1429632 | 3 | 01/20/2005 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael Vinson Trickey | 3025989 | 1 | 11/29/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernard Melvin Andersen | 2362499 | 1 | 11/01/2004 | Customer Dispute | Denied | $46,495.00 | $0.00 | See FINRA Report |