Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gregory Gibbs | 3169220 | 5 | 08/22/2006 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Larry Joseph Toenjes | 1578115 | 1 | 07/13/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Francis Seymour | 2002154 | 3 | 07/06/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Feniger | 2531779 | 1 | 05/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Whitney Story | 2656257 | 5 | 04/17/2006 | Customer Dispute | Denied | $4,500.00 | $0.00 | See FINRA Report |
| Steven Jay Kuryla | 1517975 | 2 | 03/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Arthur Shattuck | 1478641 | 2 | 02/16/2006 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Julie Marie Ridgeway | 1491676 | 2 | 02/15/2006 | Customer Dispute | Denied | $22,698.00 | $0.00 | See FINRA Report |
| Mark Edward Joyner | 2791814 | 1 | 12/07/2005 | Customer Dispute | Denied | $6,564.00 | $0.00 | See FINRA Report |
| Thomas William Stoecker | 2430351 | 2 | 12/04/2005 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |