Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Shaun McDuffee | 2026653 | 3 | 06/06/2007 | Customer Dispute | Denied | $74,473.00 | $0.00 | See FINRA Report |
| Patrick Joseph Groarke | 2213512 | 3 | 06/06/2007 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| Byron Stanley Hirata | 732174 | 1 | 05/04/2007 | Customer Dispute | Denied | $2,000.00 | $0.00 | See FINRA Report |
| Willi Walter Reif | 4509639 | 1 | 04/25/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Albert Likar | 3085360 | 1 | 03/22/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Geoffrey Francis Novack | 1761710 | 1 | 03/16/2007 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 03/15/2007 | Customer Dispute | Denied | $21,800.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 03/12/2007 | Customer Dispute | Denied | $7,745.00 | $0.00 | See FINRA Report |
| Allan Eugene Rosen | 1146570 | 5 | 03/12/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Olin Hinseth | 1609858 | 2 | 03/12/2007 | Customer Dispute | Denied | $16,368.00 | $0.00 | See FINRA Report |