Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Randall Shetromph | 1209174 | 3 | 03/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew David Riggle | 2768416 | 2 | 02/28/2008 | Customer Dispute | Denied | $24,645.00 | $0.00 | See FINRA Report |
| Charles Hugh Laughridge | 1410187 | 2 | 12/27/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Charles Rosso | 4255488 | 1 | 12/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher M Burgos | 4132272 | 2 | 10/25/2007 | Customer Dispute | Denied | $12,813.00 | $0.00 | See FINRA Report |
| Phillip Shaun McDuffee | 2026653 | 3 | 10/12/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| William Thomas Mawby | 2797493 | 3 | 09/20/2007 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Richard Youssef | 1352929 | 1 | 09/10/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Frank Paul Zocco | 2598100 | 1 | 08/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Dean Dawson | 825846 | 2 | 06/21/2007 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |