Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Keith Music | 2270357 | 6 | 07/28/2008 | Customer Dispute | Denied | $15,987.00 | $0.00 | See FINRA Report |
| Richard Olin Hinseth | 1609858 | 2 | 07/15/2008 | Customer Dispute | Denied | $5,055.33 | $0.00 | See FINRA Report |
| James Richard Haught | 2265510 | 2 | 07/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Borge Borresen | 856665 | 2 | 06/06/2008 | Customer Dispute | Denied | $7,580.00 | $0.00 | See FINRA Report |
| Kimberli Marie Garrett | 2651537 | 1 | 05/16/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Randall Wayne Thiel | 3154357 | 1 | 05/12/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Susan E Taylor | 1455779 | 1 | 04/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 04/15/2008 | Customer Dispute | Denied | $23,666.00 | $0.00 | See FINRA Report |
| Andrew David Riggle | 2768416 | 2 | 03/28/2008 | Customer Dispute | Denied | $78,261.70 | $0.00 | See FINRA Report |
| Michael Edward Cadis | 4277771 | 1 | 03/26/2008 | Customer Dispute | Denied | $9,643.35 | $0.00 | See FINRA Report |