Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stewart Wade McCollum | 3257882 | 1 | 11/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Crider | 3009424 | 7 | 10/27/2008 | Customer Dispute | Denied | $49,960.10 | $0.00 | See FINRA Report |
| Dale Hardy Westermark | 1774800 | 2 | 10/17/2008 | Customer Dispute | Denied | $146,000.00 | $0.00 | See FINRA Report |
| Kenneth Robert Perkins | 1653276 | 2 | 09/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Hugh Laughridge | 1410187 | 2 | 09/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Daniel Locke | 4708252 | 2 | 09/15/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Eugene Carroll Smith | 1003466 | 2 | 09/12/2008 | Customer Dispute | Denied | $14,235.90 | $0.00 | See FINRA Report |
| Charles E Bedell | 2718988 | 1 | 08/19/2008 | Customer Dispute | Denied | $8,797.00 | $0.00 | See FINRA Report |
| David Frederic Beck | 1698085 | 2 | 08/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert J Jennis | 4161684 | 5 | 07/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |