Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lee Murdock | 2385324 | 1 | 02/19/2009 | Customer Dispute | Denied | $18,656.70 | $0.00 | See FINRA Report |
| Thomas Kevin Dougherty | 1745868 | 1 | 01/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark William Pearcy | 2978026 | 7 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Erhard Reinker | 4039657 | 2 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Wright Bell | 2378665 | 2 | 01/08/2009 | Customer Dispute | Denied | $5,383.39 | $0.00 | See FINRA Report |
| William Lester Krebs | 2448364 | 5 | 12/17/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Robert Baldacci | 3037308 | 3 | 12/16/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Elliott Waldman | 456864 | 1 | 12/15/2008 | Customer Dispute | Denied | $7,033.04 | $0.00 | See FINRA Report |
| Jeong Han Kim | 4406438 | 2 | 11/18/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Robert Baldacci | 3037308 | 3 | 11/07/2008 | Customer Dispute | Denied | $6,700.00 | $0.00 | See FINRA Report |