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FINRA Broker Disclosures for Cetera Advisor Networks LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 374 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Victor Maneel Aponte-Echevarria2492490205/05/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Peter Wright Bell2378665211/22/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Jeremy Demone Browning2977642109/16/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Dallah Anderson Forrest2224283208/17/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Michael John Messer2070746108/01/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Don Clay Hall823983804/05/2022Customer DisputeDenied$3,841.10$0.00See FINRA Report
Kenneth Robert Perkins1653276211/18/2021Customer DisputeDenied$303,129.00$0.00See FINRA Report
Royceton Shane Pinder2006101110/07/2021Customer DisputeDenied$0.00$0.00See FINRA Report
Elizabeth Arce6581145110/07/2021Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Gerard Meyers2192759606/09/2021Customer DisputeDenied$0.00$0.00See FINRA Report

374 Results

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