Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Robert Wierhake | 1332844 | 1 | 04/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melissa Suzanne Bensman | 4348315 | 1 | 04/02/2009 | Customer Dispute | Denied | $260,000.00 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 03/30/2009 | Customer Dispute | Denied | $109,678.00 | $0.00 | See FINRA Report |
| Charles Alan Neff | 345628 | 1 | 03/26/2009 | Customer Dispute | Denied | $92,000.00 | $0.00 | See FINRA Report |
| Adam Paul Burnett | 2884042 | 1 | 03/26/2009 | Customer Dispute | Denied | $98,184.00 | $0.00 | See FINRA Report |
| Lloyd Winkler | 4406481 | 7 | 03/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jay Keith Rosenblatt | 1711390 | 1 | 03/13/2009 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Richard David Blythe | 1000009 | 4 | 03/12/2009 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 03/10/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Russell Story | 2002474 | 7 | 03/04/2009 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |