Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Hardy Westermark | 1774800 | 2 | 08/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Scott Coren | 1191972 | 2 | 08/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark D Douglas | 4245437 | 1 | 06/14/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Wayne Howard | 1065743 | 1 | 04/12/2010 | Customer Dispute | Denied | $17,341.30 | $0.00 | See FINRA Report |
| Richard Scott Koblick | 5174582 | 2 | 04/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Huston Keebler | 1557887 | 4 | 03/29/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Presciliano Ortega | 1058215 | 3 | 03/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Jay Larson | 4683570 | 1 | 01/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Bazata | 1004839 | 1 | 12/23/2009 | Customer Dispute | Denied | $49,014.20 | $0.00 | See FINRA Report |
| Jameel Ejaz Arif | 2158177 | 2 | 12/02/2009 | Customer Dispute | Denied | $14,400.00 | $0.00 | See FINRA Report |