Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lloyd Beiswanger | 4446451 | 1 | 05/09/2011 | Customer Dispute | Denied | $104,924.00 | $0.00 | See FINRA Report |
| Jonathan Patrick Carroll | 5110360 | 1 | 04/25/2011 | Customer Dispute | Denied | $13,809.00 | $0.00 | See FINRA Report |
| Joseph Wesley Clegg | 4358688 | 3 | 02/09/2011 | Customer Dispute | Denied | $11,159.70 | $0.00 | See FINRA Report |
| George W Hunter | 4741429 | 2 | 01/06/2011 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Douglas James Propeck | 1470266 | 2 | 12/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wayne W Filizetti | 5234599 | 3 | 12/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Guillermo Leonardo Miculitzki | 3180113 | 2 | 10/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Henry Cory | 1249947 | 2 | 09/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen John Quiner | 1152908 | 1 | 08/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Franklin Vieth | 1925999 | 2 | 08/17/2010 | Customer Dispute | Denied | $5,797.00 | $0.00 | See FINRA Report |