Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evans Lee Taylor | 2101193 | 1 | 04/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diane Marie Muhler | 1877141 | 1 | 04/09/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 02/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 02/03/2014 | Customer Dispute | Denied | $10,426.30 | $0.00 | See FINRA Report |
| Robert Phillip Dibella | 1614429 | 5 | 12/02/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 10/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 09/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff David Bachelder | 735527 | 1 | 09/18/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Alan Haudenschild | 1356862 | 1 | 09/11/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Glen Zahorian | 1628835 | 4 | 08/21/2013 | Customer Dispute | Denied | $78,000.00 | $0.00 | See FINRA Report |