Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Paul Garceau | 1617919 | 1 | 03/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Larry Martin | 4056001 | 1 | 03/10/2015 | Customer Dispute | Denied | $5,252.91 | $0.00 | See FINRA Report |
| Douglas James Weisenberger | 1017523 | 1 | 01/15/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Christopher Scalia | 2561079 | 1 | 01/15/2015 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Vahe Stepanian | 5688161 | 1 | 11/07/2014 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Kory Lee Sweatfield | 2348578 | 2 | 10/20/2014 | Customer Dispute | Denied | $18,299.00 | $0.00 | See FINRA Report |
| James Christian Loken | 4126295 | 1 | 09/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Frederick Body | 2974917 | 1 | 07/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Douglas Dutra | 1738437 | 1 | 07/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Prentice | 2333374 | 1 | 06/24/2014 | Customer Dispute | Denied | $21,837.30 | $0.00 | See FINRA Report |