Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Ealy | 863042 | 5 | 12/10/2015 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Sidney Lawrence Copleston | 1242557 | 1 | 11/18/2015 | Customer Dispute | Denied | $92,000.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Stouffer | 3077823 | 1 | 09/24/2015 | Customer Dispute | Denied | $13,164.00 | $0.00 | See FINRA Report |
| Avraham Yeshaya Rappaport | 4975050 | 1 | 08/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcus Copeland Stone | 5659959 | 1 | 08/11/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Michael Cartolano | 1673541 | 5 | 06/23/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| John Bartholomew Braca | 2495419 | 2 | 06/15/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander William Lippert | 5871229 | 1 | 06/01/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stuart Laurence Rosenthal | 1839398 | 2 | 05/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark William Pearcy | 2978026 | 7 | 05/04/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |