Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Scott Wishan | 4955499 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley Jay Bergdahl | 1432349 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Lane Ogden | 1051356 | 3 | 02/15/2024 | Customer Dispute | Denied | $58,833.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 02/02/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 01/04/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| William Lief Collins | 2787822 | 4 | 01/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony F Caruso | 2977324 | 1 | 12/21/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Peter William Pace | 2028671 | 1 | 12/06/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 11/27/2023 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Richard Robert McCloskey | 325602 | 1 | 11/27/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |