Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Thomas Ross | 5071974 | 1 | 12/05/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shannon Lee Otterbeck | 4243413 | 1 | 11/09/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Thomas Wild | 5752665 | 1 | 10/09/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tedd Jay Hoyt | 2494518 | 1 | 08/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenda Jo Sissell | 4962581 | 4 | 05/26/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa M Siemering | 2193582 | 1 | 02/13/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenda Jo Sissell | 4962581 | 4 | 10/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenda Jo Sissell | 4962581 | 4 | 08/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Erickson Bennett | 4807079 | 1 | 04/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lakisha Kawon Brown | 5831038 | 1 | 11/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |