Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel John Barboni | 5464651 | 1 | 12/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allan Sheahan | 6082961 | 1 | 10/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Damon Gregory Lichtenberger | 4736845 | 2 | 09/16/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Anthony Gassen | 5248965 | 1 | 08/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bonnie Marie Roy | 1586877 | 1 | 07/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Avram Greenberg | 4884286 | 1 | 07/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Mushlock | 7669221 | 1 | 02/23/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin P Streeper | 5758785 | 1 | 12/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Solomon David Berry | 6154908 | 1 | 09/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Wagner | 4969693 | 1 | 08/28/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |