Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Atkinson | 1453374 | 1 | 09/22/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Russell Story | 2002474 | 7 | 06/08/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Robert Mercik | 1582714 | 1 | 05/03/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Warren Weinstein | 2587597 | 2 | 05/19/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Scott Coren | 1191972 | 2 | 08/03/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Ray Duvall | 5284825 | 1 | 11/18/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David John Peichert | 1271350 | 2 | 10/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Huston Keebler | 1557887 | 4 | 06/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Joseph Smith | 1180473 | 4 | 01/30/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Eugene Lane | 1955097 | 2 | 06/27/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |