Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Abe Frankenstein | 1027453 | 5 | 11/18/2002 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Mark Francis Scribner | 2376566 | 1 | 06/14/2002 | Customer Dispute | Closed-No Action | $18,682.00 | $0.00 | See FINRA Report |
| Robert William Urban | 2561504 | 4 | 06/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bartholomew Braca | 2495419 | 2 | 03/11/2002 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Edward Isaac Rosenblatt | 2658712 | 6 | 12/01/2001 | Customer Dispute | Closed-No Action | $180,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 11/02/2001 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| William Lester Krebs | 2448364 | 5 | 07/28/2001 | Customer Dispute | Closed-No Action | $7,601.68 | $0.00 | See FINRA Report |
| David Brian Schaum | 1099016 | 5 | 06/06/2001 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Bruce Anthony Cramer | 1795302 | 1 | 11/15/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Walter Roy Bomgren | 1138265 | 2 | 03/13/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |