Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laith Amer Al Tikriti | 2277529 | 5 | 12/18/2003 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| John Warren Hardy | 1008867 | 1 | 11/23/2003 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Bruce Kerlee Broussard | 1982453 | 1 | 11/17/2003 | Customer Dispute | Closed-No Action | $25,718.10 | $0.00 | See FINRA Report |
| Christopher Michael Bones | 2767425 | 3 | 11/10/2003 | Customer Dispute | Closed-No Action | $24,100.00 | $0.00 | See FINRA Report |
| Sarah Gardner Bartlett | 2433429 | 1 | 07/19/2003 | Customer Dispute | Closed-No Action | $122,598.00 | $0.00 | See FINRA Report |
| Daniel Owen Palmer | 1404876 | 3 | 03/05/2003 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Sandra Kay Engstrom | 2636305 | 2 | 02/27/2003 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Anthony Lee Hamm | 1735855 | 1 | 02/27/2003 | Customer Dispute | Closed-No Action | $5,938.24 | $0.00 | See FINRA Report |
| Raymond Charles Abraham | 1073218 | 1 | 02/24/2003 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Anand Singh | 425229 | 5 | 02/18/2003 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |