Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allan Eugene Rosen | 1146570 | 5 | 03/01/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Lee Rhodes | 2620006 | 9 | 12/27/2010 | Customer Dispute | Closed-No Action | $25,711.60 | $0.00 | See FINRA Report |
| Jeffrey Gerard Meyers | 2192759 | 6 | 12/02/2010 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Meyers | 2192759 | 6 | 11/19/2010 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Stephanie Yuen Hwei Tsang | 5082866 | 2 | 10/13/2010 | Customer Dispute | Closed-No Action | $5,250.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Meyers | 2192759 | 6 | 09/27/2010 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Rosemary Teresa Segura-Dethomas | 866080 | 1 | 08/17/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Julie Marie Ridgeway | 1491676 | 2 | 08/04/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Denise Margaret Stephens | 2446419 | 1 | 05/05/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel James McGee | 2615794 | 1 | 02/19/2010 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |