Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Whitfield Brown | 1595628 | 11 | 02/10/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Sanford Bart Krilov | 1040028 | 1 | 02/07/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Irwin Martin Kulman | 1446946 | 3 | 01/04/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| George Robert Gonzalez | 1266143 | 5 | 11/15/1999 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Michael Todd Hogan | 1901482 | 4 | 06/30/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Hogan | 1901482 | 4 | 06/30/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Robert Dean | 63216 | 1 | 04/22/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 12/08/1997 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Ward David Goldberg | 1325743 | 3 | 11/17/1988 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |