Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Benton Moore | 1008089 | 6 | 08/15/1988 | Customer Dispute | Award / Judgment | $50,000.00 | $12,500.00 | See FINRA Report |
| Edward Zulaica | 477342 | 1 | 01/01/1987 | Customer Dispute | Award / Judgment | $170,000.00 | $725,000.00 | See FINRA Report |