Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Luck Rowell | 1959878 | 3 | 08/18/1995 | Customer Dispute | Award / Judgment | $4,668.75 | $1,662.50 | See FINRA Report |
| John Lawrence Brackett | 832912 | 4 | 01/20/1995 | Customer Dispute | Award / Judgment | $482,000.00 | $55,000.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 01/10/1994 | Customer Dispute | Award / Judgment | $8,465.50 | $10,431.00 | See FINRA Report |
| George Robert Gonzalez | 1266143 | 5 | 07/07/1993 | Customer Dispute | Award / Judgment | $0.00 | $562.00 | See FINRA Report |
| Ronald Adam Riescher | 376489 | 1 | 04/07/1993 | Customer Dispute | Award / Judgment | $0.00 | $23,600.00 | See FINRA Report |
| Allan Eugene Rosen | 1146570 | 5 | 07/27/1992 | Customer Dispute | Award / Judgment | $10,000.00 | $10,000.00 | See FINRA Report |
| Edward Luck Rowell | 1959878 | 3 | 05/08/1992 | Customer Dispute | Award / Judgment | $0.00 | $11,250.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 04/14/1992 | Customer Dispute | Award / Judgment | $547,600.00 | $153,000.00 | See FINRA Report |
| Lesley Huberman Sommers | 1043841 | 3 | 05/23/1991 | Customer Dispute | Award / Judgment | $73,805.00 | $17,600.00 | See FINRA Report |
| Charles Smyth Barker | 1824233 | 2 | 10/12/1990 | Customer Dispute | Award / Judgment | $7,020.50 | $0.00 | See FINRA Report |