Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Advisor Networks LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Edward Santos | 4553973 | 2 | 04/01/2005 | Customer Dispute | Award / Judgment | $225,000.00 | $100,000.00 | See FINRA Report |
| James A McMahon | 2494353 | 2 | 09/16/2004 | Customer Dispute | Award / Judgment | $500,000.00 | $419,000.00 | See FINRA Report |
| Scott Eugene Shoup | 1874559 | 4 | 07/16/2004 | Customer Dispute | Award / Judgment | $2,050,000.00 | $57,500.00 | See FINRA Report |
| Brian Keith Music | 2270357 | 6 | 03/28/2003 | Customer Dispute | Award / Judgment | $59,000.00 | $109,099.00 | See FINRA Report |
| Edward Martin Rosenberg | 1224716 | 9 | 03/17/2003 | Customer Dispute | Award / Judgment | $2,156,220.00 | $484,571.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 02/05/2003 | Customer Dispute | Award / Judgment | $2,889,920.00 | $87,785.70 | See FINRA Report |
| Matthew Steven Kittell | 3065534 | 1 | 11/27/2002 | Customer Dispute | Award / Judgment | $21,452.60 | $650.00 | See FINRA Report |
| Edward Martin Rosenberg | 1224716 | 9 | 11/08/2002 | Customer Dispute | Award / Judgment | $1,850,000.00 | $157,500.00 | See FINRA Report |
| Robert Eugene Berg | 1218879 | 3 | 08/20/2002 | Customer Dispute | Award / Judgment | $150,000.00 | $28,604.00 | See FINRA Report |
| Bertin Marc Stuckart | 1281643 | 1 | 06/06/2002 | Customer Dispute | Award / Judgment | $0.00 | $141,374.00 | See FINRA Report |