Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Hurley Hildebrand | 2135303 | 5 | 11/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael James Parrinello | 2612291 | 1 | 02/15/2021 | Customer Dispute | Settled | $13,887.70 | $0.00 | See FINRA Report |
| Gerald Joseph Desimone | 2311669 | 15 | 01/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Hurley Hildebrand | 2135303 | 5 | 05/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 09/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 04/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Hurley Hildebrand | 2135303 | 5 | 12/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Joseph Desimone | 2311669 | 15 | 07/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |