Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sam Pieh | 1321892 | 10 | 12/03/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sam Pieh | 1321892 | 10 | 09/16/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 05/27/1998 | Customer Dispute | Settled | $26,992.60 | $0.00 | See FINRA Report |
| Barry James Darvin | 61143 | 4 | 01/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Barry James Darvin | 61143 | 4 | 01/30/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 04/30/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 12/05/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry James Darvin | 61143 | 4 | 10/01/1981 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |