Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sam Pieh | 1321892 | 10 | 07/26/2002 | Customer Dispute | Settled | $343,608.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 05/16/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sam Pieh | 1321892 | 10 | 05/07/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 01/15/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David James Martin | 2071796 | 1 | 01/11/2002 | Customer Dispute | Settled | $48,217.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 11/16/2001 | Customer Dispute | Settled | $3,199,350.00 | $0.00 | See FINRA Report |
| William Bryant Keith | 2218727 | 1 | 12/15/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Blackwell | 22729 | 9 | 05/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 03/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 01/18/1999 | Customer Dispute | Settled | $112,612.00 | $0.00 | See FINRA Report |