Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Richard Cronin | 2256792 | 6 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Yolanda K Brown | 6527512 | 1 | 05/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Rex Bradley | 2020732 | 2 | 07/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Krystal Mah | 4884493 | 1 | 02/17/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandyn Duwayne Hendrickson | 4557443 | 1 | 02/02/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel David Lauer | 5478265 | 1 | 01/07/2010 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Nicholas James Darvin | 2633286 | 1 | 12/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Glenn Thomas Colangelo | 3182753 | 3 | 06/24/2008 | Customer Dispute | Settled | $10,584.50 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 06/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Reyheena Maria Faxon | 4219599 | 2 | 04/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |