Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Carl Ostermeyer | 720599 | 1 | 03/25/2009 | Customer Dispute | Denied | $6,925.95 | $0.00 | See FINRA Report |
| Nicholas James Darvin | 2633286 | 1 | 12/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 06/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Reyheena Maria Faxon | 4219599 | 2 | 04/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry James Darvin | 61143 | 4 | 04/18/2006 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Reyheena Maria Faxon | 4219599 | 2 | 09/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 08/09/2005 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Blackwell | 22729 | 9 | 01/04/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Blackwell | 22729 | 9 | 12/22/2003 | Customer Dispute | Award / Judgment | $10,500,000.00 | $1,460,000.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 09/20/2002 | Customer Dispute | Settled | $635,855.00 | $0.00 | See FINRA Report |