Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Independent Securities Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Thomas Colangelo | 3182753 | 3 | 02/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Charles Waller | 2800386 | 1 | 01/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Dean Rolshoven | 1601679 | 4 | 01/21/2016 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Eric Dean Rolshoven | 1601679 | 4 | 08/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Dean Rolshoven | 1601679 | 4 | 05/08/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 07/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 07/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 03/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Cronin | 2256792 | 6 | 02/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Rex Bradley | 2020732 | 2 | 12/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |