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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dominic Joseph Linsalata2703709302/13/2020Customer DisputeSettled$670,237.00$0.00See FINRA Report
Dominic Joseph Linsalata2703709307/30/2018Customer DisputeSettled$80,013.10$0.00See FINRA Report
Dominic Joseph Linsalata2703709310/20/2015Customer DisputeSettled$340,000.00$0.00See FINRA Report
Thomas William Hands1332915206/01/2011RegulatoryFinal$0.00$0.00See FINRA Report
Thomas William Hands1332915212/18/1996RegulatoryFinal$0.00$0.00See FINRA Report

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