Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Harl Rossi | 1201864 | 2 | 11/30/1999 | Customer Dispute | Award / Judgment | $200,000.00 | $139,500.00 | See FINRA Report |
| Vincent Harl Rossi | 1201864 | 2 | 06/02/1989 | Customer Dispute | Award / Judgment | $147,293.00 | $9,199.60 | See FINRA Report |