Our Staff has compiled our research into a database of FINRA Broker Disclosures for Abraham Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Eugene Shufeldt | 2831033 | 4 | 04/20/2010 | Customer Dispute | Award / Judgment | $305,000.00 | $42,800.00 | See FINRA Report |
| John Brian Busacca | 2302780 | 1 | 08/13/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Eugene Shufeldt | 2831033 | 4 | 12/21/1999 | Customer Dispute | Closed-No Action | $30,570.00 | $0.00 | See FINRA Report |
| Christopher Eugene Shufeldt | 2831033 | 4 | 08/20/1998 | Customer Dispute | Settled | $19,275.00 | $0.00 | See FINRA Report |
| Christopher Eugene Shufeldt | 2831033 | 4 | 04/07/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kye Aubrey Abraham | 872944 | 1 | 11/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |