Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Stephen Hiegel | 245224 | 5 | 05/28/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Stephen Hiegel | 245224 | 5 | 10/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Stephen Hiegel | 245224 | 5 | 07/24/1992 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Frank Stephen Hiegel | 245224 | 5 | 03/31/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Stephen Hiegel | 245224 | 5 | 08/29/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |