Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Kent Quinly | 703012 | 3 | 02/09/1999 | Customer Dispute | Award / Judgment | $517,000.00 | $16,500.00 | See FINRA Report |
| Bobby Kyle Cowand | 2317710 | 5 | 08/06/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bobby Kyle Cowand | 2317710 | 5 | 11/01/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Bobby Kyle Cowand | 2317710 | 5 | 08/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Cripps de Witt | 2894063 | 1 | 03/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Kent Quinly | 703012 | 3 | 01/14/1992 | Customer Dispute | Award / Judgment | $9,000.00 | $9,000.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 07/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 12/01/1989 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| Craig M Wiener | 1401644 | 1 | 10/07/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 10/02/1986 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |