Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bobby Kyle Cowand | 2317710 | 5 | 06/13/2006 | Customer Dispute | Closed-No Action | $24,466.00 | $0.00 | See FINRA Report |
| David Sylvan Cooper | 2422262 | 1 | 02/28/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 02/11/2005 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| John Edward Scott | 1636317 | 1 | 09/30/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Barrett Schilling | 2609469 | 4 | 09/14/2004 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Robert Barrett Schilling | 2609469 | 4 | 02/05/2004 | Customer Dispute | Denied | $17,680.00 | $0.00 | See FINRA Report |
| Donald Lee Wells | 1217316 | 3 | 10/23/2003 | Customer Dispute | Denied | $14,398.00 | $0.00 | See FINRA Report |
| Stephen Claude Forsyth Lovell | 2146222 | 1 | 11/05/2002 | Customer Dispute | Denied | $9,869.00 | $0.00 | See FINRA Report |
| Edward Thomas Enstice | 502060 | 2 | 12/08/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 10/04/2000 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |