Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Samuel Lisk | 5010650 | 9 | 02/05/2024 | Customer Dispute | Pending | $220,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 02/05/2024 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 02/05/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 02/05/2024 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 02/05/2024 | Customer Dispute | Pending | $185,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 02/05/2024 | Customer Dispute | Pending | $220,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 02/05/2024 | Customer Dispute | Pending | $105,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 02/05/2024 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 02/05/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Jennifer Diane Lander | 6321163 | 2 | 01/18/2024 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |