Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Russell Boyd | 2156704 | 1 | 09/09/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 05/05/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 04/25/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 02/11/2005 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Robert Barrett Schilling | 2609469 | 4 | 09/14/2004 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Edward Thomas Enstice | 502060 | 2 | 12/08/2000 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Bobby Kyle Cowand | 2317710 | 5 | 08/06/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bobby Kyle Cowand | 2317710 | 5 | 11/01/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 12/01/1989 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 10/02/1986 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |