Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Lakis | 2847909 | 1 | 09/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell Paul Green | 1391627 | 7 | 08/30/2017 | Customer Dispute | Settled | $1,250,000.00 | $0.00 | See FINRA Report |
| Stephen Pavey Meskan | 2001506 | 10 | 08/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Edward Peltier | 2677761 | 5 | 08/11/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Davis | 6133435 | 2 | 07/12/2016 | Customer Dispute | Denied | $14,545.00 | $0.00 | See FINRA Report |
| Kenneth Shawn Hyatt | 2651738 | 3 | 03/31/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Peltier | 2677761 | 5 | 10/05/2015 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
| Eric Martin Ruth | 2466253 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Paul Green | 1391627 | 7 | 06/25/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Shawn Hyatt | 2651738 | 3 | 03/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |