Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Pavey Meskan | 2001506 | 10 | 03/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Pavey Meskan | 2001506 | 10 | 03/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Dwayne Olheiser | 4543537 | 5 | 11/25/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Dwayne Olheiser | 4543537 | 5 | 11/11/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Pavey Meskan | 2001506 | 10 | 12/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Dwayne Olheiser | 4543537 | 5 | 05/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Anthony Davis | 6133435 | 2 | 03/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Edward Peltier | 2677761 | 5 | 12/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clifford William Shirah | 2767896 | 3 | 04/10/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clifford William Shirah | 2767896 | 3 | 01/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |