Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Maynard Alinikoff | 1022014 | 4 | 05/08/2006 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Alan Edward Kuzma | 1066138 | 2 | 11/21/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Maynard Alinikoff | 1022014 | 4 | 05/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Maynard Alinikoff | 1022014 | 4 | 12/04/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Nelson Wiseman | 1621758 | 2 | 02/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |