Our Staff has compiled our research into a database of FINRA Broker Disclosures for Worth Financial Group Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel William Staudacher | 2878221 | 4 | 05/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Ryan Morris | 2849581 | 5 | 08/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Ryan Morris | 2849581 | 5 | 12/26/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel William Staudacher | 2878221 | 4 | 09/05/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel William Staudacher | 2878221 | 4 | 01/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Ryan Morris | 2849581 | 5 | 10/27/2016 | Customer Dispute | Denied | $147,536.00 | $0.00 | See FINRA Report |
| Daniel William Staudacher | 2878221 | 4 | 12/15/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Wirth | 811180 | 2 | 05/22/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Ryan Morris | 2849581 | 5 | 04/23/2009 | Customer Dispute | Settled | $641,643.00 | $0.00 | See FINRA Report |
| Anthony Ryan Morris | 2849581 | 5 | 11/25/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |