Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Clearing, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph McClory | 1390780 | 1 | 10/25/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Keith Charles Moore | 5191450 | 1 | 10/25/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Maley | 2442794 | 1 | 02/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |