Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Konrad Brown | 5687221 | 3 | 11/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Lee Swearingen | 1800451 | 2 | 11/07/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Lee Swearingen | 1800451 | 2 | 04/12/2005 | Customer Dispute | Denied | $25,427.00 | $0.00 | See FINRA Report |
| James Brian Olmore | 2384040 | 1 | 09/27/2004 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Gregory Alton Abell | 5921575 | 1 | 07/07/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Denice Sanders | 4548289 | 3 | 01/25/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Denice Sanders | 4548289 | 3 | 11/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Denice Sanders | 4548289 | 3 | 04/02/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Konrad Brown | 5687221 | 3 | 06/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Konrad Brown | 5687221 | 3 | 11/12/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |