Our Staff has compiled our research into a database of FINRA Broker Disclosures for Forge Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Andrew Saeta | 6248298 | 1 | 11/18/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Matthew Gordon | 6535461 | 1 | 04/14/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |